Jeffrey R. Festog
Professional summary
Jeffrey Ray Festog, who also goes by Jeffrey R Festog, Jeffrey Festog, is a registered financial advisor currently at FESTOG CAPITAL, LLC located in Charlotte, North Carolina.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Ray Festog's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2014 - Present
FESTOG CAPITAL, LLC
March 3, 2010 - September 15, 2010
MORGAN STANLEY & CO. LLC
June 1, 2009 - August 16, 2013
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 20, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
April 13, 1995 - September 15, 2003
MORGAN STANLEY & CO. LLC
July 30, 1993 - March 31, 1995
ATALANTA SOSNOFF MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2022)
(2/13/2014)
(1/26/2023)
Exams
Current Firm
FESTOG CAPITAL, LLC
CRD#: 170317 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 21,942,000 |
Red Flags
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