Philip T. Pecsok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Thomas Pecsok, who also goes by Philip T Pecsok, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1994. Philip had worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2011 - December 31, 2017
PTP CAPITAL, LLC
February 4, 2008 - March 17, 2009
IMPERIAL CAPITAL, LLC
February 15, 2005 - August 16, 2007
CROWELL, WEEDON & CO.
April 7, 1994 - January 18, 2005
CROWELL, WEEDON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
PTP CAPITAL, LLC
CRD#: 158466 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
