Margaret A. Suddendorf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ann Suddendorf, who also goes by Margaret Ann Blott, Peggy Blott, Margaret Scheid, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1993. Margaret had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2015 - September 20, 2017
WFG INVESTMENTS, INC.
November 8, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
May 23, 2005 - November 8, 2005
HARBOUR INVESTMENTS, INC.
August 22, 2002 - April 8, 2005
USALLIANZ SECURITIES, INC.
January 19, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
January 12, 1999 - November 29, 1999
INVESTORS CAPITAL CORP.
April 22, 1998 - October 15, 1998
OSAIC WEALTH, INC.
August 28, 1997 - March 19, 1998
IDS LIFE INSURANCE COMPANY
August 28, 1997 - March 19, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
November 8, 1993 - January 7, 1997
WORKMAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
