LF
Lawrence R. Fuller Ii
FULLER ASSET MANAGEMENT
Scottsdale, AZ 85251
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CRD#: 2376989
LF
Professional summary
Lawrence Robert Fuller Ii, who also goes by Lawrence Robert Fuller II, Lawrence Fuller, is a registered financial advisor currently at FULLER ASSET MANAGEMENT, LLC located in Scottsdale, Arizona.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lawrence Robert Fuller Ii | Lawrence Fuller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I HAVE BEEN A CONTRIBUTING AUTHOR FOR THE SEEKING ALPHA FINANCIAL NEWS AND RESEARCH WEBSITE BASED IN NEW YORK, NY SINCE FEBRUARY OF 2013. THE NUMBER OF HOURS ALLOCATED PER MONTH TO WRITING ARTICLES FOR THE SITE CAN VARY BETWEEN ZERO TO AS MANY AS TWENTY DEPENDING ON HOW MANY ARTICLES ARE WRITTEN, NONE OF WHICH OCCUR DURING SECURITY TRADING HOURS. 2) Strategic Partner; Dub; Investment Related: Yes; 120 Wall Street New York NY 10006; Dub is rewriting the rules of investing by democratizing access to sophisticated investment strategies. As a cutting-edge retail investing platform, dub empowers users to explore, copy, and create portfolios seamlessly. Whether you're a seasoned investor or just starting, dub is a gateway to a diverse marketplace of strategies, bridging innovation and financial inclusion. The dub family includes a registered investment advisor with the Securities and Exchange Commission and a registered broker dealer, member FINRA; Duties: Create, fund, and actively mange an investment portfolio with the dub app, and make the portfolio available for other dub app users to copy. In addition, include the dub link in my profile when creating and publishing content on the Seeking Alpha platfrom, as well as discuss the company's activiies and achievements over time in published content.; 2024-02-28; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Robert Fuller Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2005 - Present
FULLER ASSET MANAGEMENT, LLC
Office #1: 7135 East Camelback Road Suite 230, Scottsdale, AZ 85251RIA
CRD#: 134446
Scottsdale, AZ
Past
April 17, 2003 - May 11, 2005
CETERA ADVISORS LLC
RIA
CRD#: 10299
MESA, AZ
Past
April 9, 2003 - May 11, 2005
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
November 7, 2002 - April 2, 2003
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
MESA, AZ
Past
October 15, 2002 - April 2, 2003
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
October 29, 1998 - October 1, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SCOTTSDALE, AZ
Past
September 8, 1998 - October 1, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 12, 1996 - August 18, 1998
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
September 9, 1993 - April 10, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/18/2005)
IAR
North Carolina(4/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FA
FULLER ASSET MANAGEMENT, LLC
FULLER ASSET MANAGEMENT, LLC
CRD#: 134446 / SEC#: 801-66451
RIA
Registered Investment Advisory firm - (8/15/2012 Terminated)Arizona
Registered Investment Advisory firm - (6/18/2012 Approved)Maryland
Registered Investment Advisory firm - (4/25/2006 Terminated)New York
Registered Investment Advisory firm - (6/30/2005 Cancelled)North Carolina
Registered Investment Advisory firm - (4/1/2024 Approved)Texas
Registered Investment Advisory firm - (4/25/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7135 East Camelback Road Suite 230, Scottsdale, AZ 85251
Mailing Address
Phone number
(480) 766-2490
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 27,576,325 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
