LF

Lawrence R. Fuller Ii

FULLER ASSET MANAGEMENT
Scottsdale, AZ 85251
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CRD#: 2376989
LF

Professional summary


Lawrence Robert Fuller Ii, who also goes by Lawrence Robert Fuller II, Lawrence Fuller, is a registered financial advisor currently at FULLER ASSET MANAGEMENT, LLC located in Scottsdale, Arizona.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Lawrence Robert Fuller Ii | Lawrence Fuller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Lawrence Robert Fuller Ii's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 18, 2005 - Present

FULLER ASSET MANAGEMENT, LLC

Office #1: 7135 East Camelback Road Suite 230, Scottsdale, AZ 85251
RIA
CRD#: 134446
Scottsdale, AZ
Past

April 17, 2003 - May 11, 2005

CETERA ADVISORS LLC

RIA
CRD#: 10299
MESA, AZ
Past

April 9, 2003 - May 11, 2005

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

November 7, 2002 - April 2, 2003

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
MESA, AZ
Past

October 15, 2002 - April 2, 2003

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

October 29, 1998 - October 1, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SCOTTSDALE, AZ
Past

September 8, 1998 - October 1, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 12, 1996 - August 18, 1998

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

September 9, 1993 - April 10, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(4/18/2005)
IAR
North Carolina
(4/1/2024)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FA
FULLER ASSET MANAGEMENT, LLC
FULLER ASSET MANAGEMENT, LLC

CRD#: 134446 / SEC#: 801-66451

RIA
Registered Investment Advisory firm - (8/15/2012 Terminated)
Arizona
Registered Investment Advisory firm - (6/18/2012 Approved)
Maryland
Registered Investment Advisory firm - (4/25/2006 Terminated)
New York
Registered Investment Advisory firm - (6/30/2005 Cancelled)
North Carolina
Registered Investment Advisory firm - (4/1/2024 Approved)
Texas
Registered Investment Advisory firm - (4/25/2006 Terminated)
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Contact information


Main Address
7135 East Camelback Road Suite 230, Scottsdale, AZ 85251
Mailing Address
Phone number
(480) 766-2490
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts71
AUM (Assets Under Management)$ 27,576,325

Red Flags


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Company Information


FULLER ASSET MANAGEMENT, LLC

CRD#: 134446Scottsdale, AZ 85251

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