Michael L. Carr
Professional summary
Michael L Carr, who also goes by Mike Carr, is a registered financial advisor currently at FMP WEALTH ADVISERS located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael L Carr's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2012 - Present
FMP WEALTH ADVISERS
Office #1: 6034 West Courtyard Drive Suite 380, Austin, TX 78730November 24, 2009 - April 24, 2012
HILLTOP SECURITIES INC.
November 24, 2009 - April 24, 2012
HILLTOP SECURITIES INC.
July 2, 2001 - December 2, 2009
UBS FINANCIAL SERVICES INC.
March 16, 2001 - December 2, 2009
UBS FINANCIAL SERVICES INC.
September 8, 1993 - March 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FMP WEALTH ADVISERS
CRD#: 110270 / SEC#: 801-30367
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2012)
Exams
Current Firm
FMP WEALTH ADVISERS
CRD#: 110270 / SEC#: 801-30367
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,749 |
| AUM (Assets Under Management) | $ 1,133,187,757 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 11/21/2024 | ||
| 08/18/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
