Scott E. Naughton

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CRD#: 2376921

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Edward Naughton was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1993. Scott had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 8, 2016 - August 10, 2016

ARCHER DISTRIBUTORS, LLC

CRD#: 158961

LAUREL, MD

Past

June 3, 2015 - April 11, 2016

BIC DISTRIBUTORS, LLC

CRD#: 152860

PHOENIX, AZ

Past

September 17, 2013 - October 13, 2014

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

April 13, 2011 - December 22, 2011

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

ST LOUIS, MO

Past

December 11, 2007 - May 4, 2011

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

June 8, 2007 - December 7, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

THE WOODLANDS, TX

Past

June 14, 2006 - April 18, 2007

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

March 4, 2004 - July 17, 2006

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

August 13, 2002 - December 2, 2003

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

December 31, 2000 - August 7, 2002

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 14, 1998 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

June 1, 1998 - January 6, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 11, 1997 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 13, 1994 - May 9, 1997

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

November 12, 1993 - June 15, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/29/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: , 8-68951

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARROW INVESTMENT ADVISORS, LLC	DIRECT OWNER
DORFMAN, ESTEE CARLA	FINOP	2696529
NIELSEN, MICHAEL JAMES	PRESIDENT & CHIEF COMPLIANCE OFFICER	5099512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott E. Naughton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BIC DISTRIBUTORS, LLC

INNOVATION PARTNERS LLC

PATRICK CAPITAL MARKETS, LLC

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

VOYA FINANCIAL ADVISORS, INC.

OLD MUTUAL INVESTMENT PARTNERS

SECURITY DISTRIBUTORS

TRANSAMERICA CAPITAL, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

INVESCO DISTRIBUTORS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2006

SIE

Date: 8/10/2016

Series 7

Date: 10/19/2006

Series 6

Date: 11/11/1993

Current Firm

ARCHER DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARCHER DISTRIBUTORS, LLC

TRUST BUT VERIFY

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