Christopher M. Watkins

WMW MANAGEMENT

FARMINGTON, UT 84025

Some features on this profile are disabled

CRD#: 2376887

Professional summary

Christopher Mack Watkins, who also goes by Christopher Watkins, is a registered financial advisor currently at WMW MANAGEMENT, INC. located in Farmington, Utah.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Watkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Watkins Restaurant Group, Not Investment Related, Sole Owner, Chairman, 06/2001 to Present, 10 Hours per month, Shell Company to operate restaurant. C&M Hospitality, Partner, Restaurant Operation Company, 05/10-Present, 10 hours per month. Non Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mack Watkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2015 - Present

WMW MANAGEMENT, INC.

Office #1: 722 W Shepard Lane Suite 103, Farmington, UT 84025

RIA

CRD#: 116452

FARMINGTON, UT

Past

September 22, 2000 - December 31, 2023

WATKINS FINANCIAL SERVICES, INC.

CRD#: 103933

FARMINGTON, UT

Past

March 9, 2000 - October 30, 2000

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

SAN FRANCISCO, CA

Past

March 16, 1998 - January 26, 2000

FORTRESS FINANCIAL AND PENSION SERVICES INC.

CRD#: 17667

OVERTON, NV

Past

March 2, 1998 - March 12, 1998

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 1, 1998 - December 31, 2014

WMW MANAGEMENT, INC.

RIA

CRD#: 116452

FARMINGTON, UT

Past

May 13, 1996 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 10, 1993 - May 13, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(4/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 4/22/2000

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2000

General Securities Principal Examination

Current Firm

WMW MANAGEMENT, INC.

CRD#: 116452 / SEC#: 801-64139

RIA

Registered Investment Advisory firm - (11/20/2009 Terminated)

Utah

Registered Investment Advisory firm - (11/19/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

722 W Shepard Lane Ste 103, Farmington, UT 84025

Mailing Address

Phone number

(801) 451-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 25,833,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher M. Watkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mack Watkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATKINS FINANCIAL SERVICES, INC.

EMMETT A LARKIN COMPANY, INC.

FORTRESS FINANCIAL AND PENSION SERVICES INC.

RBC CAPITAL MARKETS, LLC

WMW MANAGEMENT, INC.

DAIN RAUSCHER INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/1994

Series 63

Date: 9/22/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/9/1993

Series 14

Date: 1/2/2023

Series 27

Date: 4/22/2000

Series 24

Date: 3/28/2000

Current Firm

WMW MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WMW MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors