AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CW

Christopher Mack Watkins

WMW MANAGEMENT
FARMINGTON, UT
·CRD# 2376887·33 years experience

Professional Summary

Christopher Mack Watkins, who also goes by Christopher Watkins, is a registered financial advisor currently at WMW MANAGEMENT, INC. located in Farmington, Utah. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Watkins

Blog Corner

Similar Advisors

Kyle Kaleiluakiliopu Fukuchi
Farmington, UT · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Farmington, UT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Farmington, UT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Farmington, UT · CRD#

Years of Experience

33 years in the financial services industry

Current & Past Employments

WMW MANAGEMENT, INC.·CRD# 116452
RIA
722 W Shepard Lane Suite 103, Farmington, UT 84025
April 1, 2015 - Present
WATKINS FINANCIAL SERVICES, INC.·CRD# 103933
BD
Farmington, UT
September 22, 2000 - December 31, 2023
EMMETT A LARKIN COMPANY, INC.·CRD# 6625
BD
San Francisco, CA
March 9, 2000 - October 30, 2000
FORTRESS FINANCIAL AND PENSION SERVICES INC.·CRD# 17667
BD
Overton, NV
March 16, 1998 - January 26, 2000
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - March 12, 1998
WMW MANAGEMENT, INC.·CRD# 116452
RIA
Farmington, UT
January 1, 1998 - December 31, 2014
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
May 13, 1996 - March 2, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 10, 1993 - May 13, 1996

Similar Advisors

Farmington, UT · CRD#

Current Firm

WM
WMW MANAGEMENT, INC.

WMW MANAGEMENT, INC.

CRD#: 116452 / SEC#: 801-64139
RIA
Registered Investment Advisory firm - SEC (11/20/2009 Terminated)
Utah
Registered Investment Advisory firm - Utah (11/19/2009 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

722 W Shepard Lane Ste 103, Farmington, UT 84025

Phone Number

(801) 451-9500

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

41

AUM (Assets Under Management)

$27,498,538

Similar Advisors

Farmington, UT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Watkins Restaurant Group, Not Investment Related, Sole Owner, Chairman, 06/2001 to Present, 10 Hours per month, Shell Company to operate restaurant. C&M Hospitality, Partner, Restaurant Operation Company, 05/10-Present, 10 hours per month. Non Investment Related

Similar Advisors

Farmington, UT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Utah
(4/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

Similar Advisors

Farmington, UT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mack Watkins's CRS (Customer Relationship Summary).

Similar Advisors

Farmington, UT · CRD#
CW
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required