Kathryn C. Lavender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Cannon Lavender, who also goes by Kathryn Elizabeth Cannon, Kathryn Cannon Fickling, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1993. Kathryn had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2024 - September 4, 2024
REDMONT CAPITAL MARKETS LLC
October 28, 2020 - July 14, 2023
PORTER WHITE CAPITAL, LLC
June 18, 2004 - February 25, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
October 28, 2003 - February 10, 2005
AMSOUTH INVESTMENT SERVICES, INC.
January 31, 1996 - March 7, 1997
STERNE, AGEE & LEACH, INC.
July 29, 1993 - February 12, 1996
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 10/28/2020
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
REDMONT CAPITAL MARKETS LLC
CRD#: 300536 / SEC#: , 8-70291
Contact information
FINRA licenses (19 States and Territories)
Red Flags
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