Edward H. Carlson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Hollman Carlson, who also goes by Eddie Carlson, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - July 8, 2015
PAYCHEX SECURITIES CORPORATION
April 21, 2009 - September 24, 2012
EMPOWER FINANCIAL SERVICES, INC.
October 25, 2006 - April 2, 2009
1ST GLOBAL CAPITAL CORP.
August 26, 2005 - April 5, 2006
1ST GLOBAL ADVISORS INC
August 29, 2000 - April 5, 2006
1ST GLOBAL CAPITAL CORP.
September 26, 1997 - March 8, 2000
FIDELITY BROKERAGE SERVICES LLC
June 28, 1994 - September 26, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
July 20, 1993 - June 22, 1994
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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