Terrence J. Loughran
Professional summary
Terrence James Loughran, who also goes by Terrance J Loughran, Terry Loughran, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in New York, New York and CNR SECURITIES, LLC located in Beverly Hills, California.
Terrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Terrence has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Terrence James Loughran's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2013 - Present
CITY NATIONAL ROCHDALE
Office #1: 400 Park Avenue 10th Floor, New York, NY 10022December 7, 2012 - Present
CNR SECURITIES, LLC
Office #1: 400 N Roxbury Dr 7th Floor, Beverly Hills, CA 90210Office #2: 18111 Von Karman Avenue 4th Floor, Irvine, CA 92612Office #3: 4275 Executive Square 7th Floor, La Jolla, CA 92037January 23, 2006 - August 30, 2007
HILLTOP SECURITIES INC.
July 3, 1997 - January 26, 2006
NATIONAL FINANCIAL SERVICES LLC
October 11, 1993 - June 17, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2013)
(3/27/2013)
(5/20/2016)
(2/13/2025)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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