Chad E. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Elliot Russell was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1994. Chad had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - April 2, 2015
CEDAR CAPITAL, LLC
October 27, 2014 - April 2, 2015
FORESIDE FUND SERVICES, LLC
April 4, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
June 1, 2011 - November 5, 2014
INVESTMENT PLANNERS, INC.
April 12, 2010 - June 3, 2011
MSC - BD, LLC
February 7, 2005 - February 20, 2009
PRINCIPAL FUNDS DISTRIBUTOR, INC.
January 7, 2002 - April 20, 2004
JOHN HANCOCK DISTRIBUTORS LLC
January 7, 2000 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
June 10, 1997 - September 9, 1998
CROWELL, WEEDON & CO.
August 10, 1994 - June 6, 1997
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEDAR CAPITAL, LLC
CRD#: 174020 / SEC#: 801-80836
Contact information
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 76,318,536 |
Red Flags
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