Eric T. Cedergreen

THE CLARK GROUP ASSET MANAGEMENT

Dana Point, CA 92629

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CRD#: 2376216

Professional summary

Eric Todd Cedergreen is a registered financial advisor currently at THE CLARK GROUP ASSET MANAGEMENT located in Dana Point, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Eric has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PACHIRA INVESTMENTS, INC. DBA THE CLARK GROUP ASSET MANAGEMENT; INVESTMENT RELATED; 24941 Dana Point Harbor Dr. STE. C210 Dana Point, CA 92629; RIA; EXECUTIVE VICE PRESIDENT; START DATE: 11/2005; APPROX 160 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Todd Cedergreen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2012 - Present

THE CLARK GROUP ASSET MANAGEMENT

Office #1: 24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

RIA

CRD#: 164405

Dana Point, CA

Past

October 29, 2012 - December 31, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SHERMAN OAKS, CA

Past

August 16, 2006 - October 31, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SHERMAN OAKS, CA

Past

November 9, 2005 - October 31, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SHERMAN OAKS, CA

Past

January 13, 2001 - November 21, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

November 5, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

September 14, 1993 - January 14, 1994

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/28/2012)

IAR

Texas
(10/4/2012)

IAR

Washington
(12/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/21/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/21/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

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Contact information

Main Address

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

Mailing Address

Phone number

(949) 558-3898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 291,806,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric T. Cedergreen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Todd Cedergreen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

THE CLARK GROUP ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2006

Series 63

Date: 9/29/1993

Series 7

Date: 9/13/1993

Series 10

Date: 1/21/2006

Series 9

Date: 1/21/2006

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CLARK GROUP ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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