Greg K. Garabedian

GARABEDIAN WEALTH MANAGEMENT GROUP

Pasadena, CA 91107

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CRD#: 2376123

Professional summary

Greg Krikor Garabedian is a registered financial advisor currently at GARABEDIAN WEALTH MANAGEMENT GROUP located in Pasadena, California and LPL FINANCIAL LLC located in Pasadena, California.

Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Greg has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 9/20/2002 - NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE PRODUCTS. - PASADENA, CA. 2. 1/15/2013: NON-VARIABLE INSURANCE - GARABEDIAN WEALTH MANAGEMENT GROUP - LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITIES. - TIME SPENT 5% - PASADENA, CA. 3. 03/03/2015 - GARABEDIAN WEALTH MANAGEMENT GROUP - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 120 HOURS PER MONTH - PASADENA, CA 4. LPL FINANCIAL, INVESTMENT RELATED, 70 S. LAKE AVE. #922, BROKER-DEALER, REGISTERED REPRESENTATIVE; START DATE WAS SEPTEMBER 2002, 50 HOURS DEOVTED TO OTHER BUISNESS, 50 HOURS DEVOTED TO OTHER BUISNESS DURING SECURITIES TRADING HOURS, INVESTMENT RELATED DUTIES/MANAGING CLIENT ACCOUNTS AND CUSTOMER SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Krikor Garabedian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2014 - Present

GARABEDIAN WEALTH MANAGEMENT GROUP

Office #1: 3452 E. Foothill Blvd. Suite 532, Pasadena, CA 91107

RIA

CRD#: 171307

Pasadena, CA

Current

September 9, 2002 - Present

LPL FINANCIAL LLC

Office #1: 3452 E Foothill Blvd Ste 532, Pasadena, CA 91107

RIA

CRD#: 6413

Pasadena, CA

Past

September 9, 2002 - October 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

DIAMOND BAR, CA

Past

September 2, 1993 - September 16, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/29/2023)

California
(9/9/2002)

IAR

California
(8/29/2014)

Colorado
(12/4/2020)

Hawaii
(5/1/2024)

Massachusetts
(2/28/2005)

Nevada
(12/4/2020)

New York
(2/28/2024)

South Carolina
(2/20/2014)

Texas
(2/13/2007)

IAR

Texas
(9/4/2015)

Washington
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/29/1994

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GARABEDIAN WEALTH MANAGEMENT GROUP

GARABEDIAN WEALTH MANAGEMENT GROUP | GREG K. GARABEDIAN | GARABEDIAN, GREGORY KRIKOR | GARABEDIAN WEALTH MANAGEMENT GROUP, INC.

CRD#: 171307 / SEC#:

California

Registered Investment Advisory firm - (8/29/2014 Approved)

Texas

Registered Investment Advisory firm - (8/29/2015 Conditional Restricted)

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Contact information

Main Address

3452 E. Foothill Blvd. Suite 532, Pasadena, CA 91107

Mailing Address

Phone number

(626) 795-7200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 29,754,358

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Greg K. Garabedian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Krikor Garabedian's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUNAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/1999

Series 63

Date: 7/29/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/27/1996

Series 6

Date: 9/1/1993

Series 24

Date: 2/13/1997

Series 26

Date: 9/29/1994

FINRA

Current Firm

GARABEDIAN WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARABEDIAN WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Contact information

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