Belisario A. Benvenuto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Belisario Anthony Benvenuto, who also goes by Belisario A Benuenuto, Bill Benvenuto, was a registered financial professional .
Belisario is a previously registered financial professional and started their career in finance in 1993. Belisario had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2013 - March 19, 2013
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
September 15, 2006 - June 1, 2012
APEX CLEARING CORPORATION
November 30, 2005 - August 18, 2006
NATIONAL SECURITIES CORPORATION
May 31, 2005 - August 5, 2005
APEX CLEARING CORPORATION
December 11, 2000 - June 13, 2005
NATIONAL INVESTOR SERVICES CORP.
July 5, 1996 - November 14, 2000
MURIEL SIEBERT & CO., LLC
April 1, 1996 - June 25, 1996
NATIONAL CLEARING CORP.
February 20, 1995 - March 22, 1996
HENNION & WALSH, INC.
June 23, 1994 - January 31, 1995
SUNAMERICA SECURITIES, INC.
October 20, 1993 - November 24, 1993
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
CRD#: 114212 / SEC#: , 8-53412
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROADRIDGE BPO HOLDING LLC | SOLE MEMBER | |
| ALEXANDER, MICHAEL JAY | CEO/PRESIDENT/ MANAGER ON THE BOARD OF MANAGERS | 1428753 |
| BEUTELSCHIES, WILL SAMUEL | DIRECTOR OF COMPLIANCE: AMLCO | 2779204 |
| CASS, ALBERT JOHN LLL | VICE PRESIDENT | 2182652 |
| DEONIER, CHRISTIAN WILLIAM | SENIOR VICE PRESIDENT | 2829240 |
| GIACALONE, THOMAS A. | PRINCIPAL OPERATING OFFICER / MANAGER ON THE BOARD OF MANAGERS | 2873774 |
| JUHL, SVETLANA | MANAGER ON THE BOARD OF MANAGERS | 6154375 |
| PERRY, CHRISTOPHER JOHN | MANAGER ON THE BOARD OF MANAGERS | 1841603 |
| PORT, JAMES EDWARD | CHIEF COMPLIANCE OFFICER | 2366427 |
| SAX, CHARLES EDMOND | CHIEF FINANCIAL OFFICER / VP / TREASURER / FINOP | 1821188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
