LD
Lawrence F. Dooley
CAPITAL WEALTH MANAGEMENT
WEST WARWICK, RI 02893
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CRD#: 2376082
LD
Professional summary
Lawrence Francis Dooley JR., who also goes by Larry Dooley, Lawrence F. Dooley Jr., Lawrence Francis Dooley, is a registered financial advisor currently at CAPITAL WEALTH MANAGEMENT, LLC located in West Warwick, Rhode Island.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lawrence has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Dooley | Lawrence F. Dooley Jr. | Lawrence Francis Dooley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: RENTAL PROPERTY; ADDRESS OF OBA: DEDHAM, MA 02026; NATURE: SOLE PROPRIETOR/OWNER OF RENTAL PROPERTY; INVESTMENT RELATED: NO; TITLE WITH OBA: SOLE PROPRIETOR/OWNER OF RENTAL PROPERTY; DUTIES: LANDLORD / PROPERTY OWNER; START DATE: 07/2006; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: CFA SOCIETY BOSTON MENTORSHIP PROGRAM; ADDRESS OF OBA: BOSTON, MA 02110; NATURE: CFA SOCIETY BOSTON MENTORSHIP PROGRAM; INVESTMENT RELATED: NO; TITLE WITH OBA: MENTOR; DUTIES: SERVE AS MENTOR AND PROVIDE PROFESSIONAL/PERSONAL ADVICE; START DATE: 11/01/2024; APPROX. NUMBER OF HOURS/MONTH: 6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Francis Dooley JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2017 - Present
CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893RIA
CRD#: 157959
WEST WARWICK, RI
Past
July 5, 2016 - March 16, 2017
WOODSTOCK CORPORATION
RIA
CRD#: 110662
BOSTON, MA
Past
January 17, 2008 - March 18, 2011
NIXON PEABODY FINANCIAL ADVISORS LLC
RIA
CRD#: 117232
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(3/24/2017)
IAR
Texas(12/21/2022)
Exams
Current Firm
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Division Road Suite 203, West Warwick, RI 02893
Mailing Address
Phone number
(401) 885-1060
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 1,001,028,285 |
Red Flags
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Company Information
CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959West Warwick, RI 02893TRUST BUT VERIFY
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