Nicolai M. Lund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolai Moltesen Lund was a registered financial professional .
Nicolai is a previously registered financial professional and started their career in finance in 1993. Nicolai had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2022 - July 31, 2024
AUERBACH GRAYSON & COMPANY LLC
July 19, 2010 - December 23, 2021
KEPLER CAPITAL MARKETS, INC.
July 7, 2008 - April 13, 2010
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
May 12, 2004 - June 16, 2008
J.P. MORGAN SECURITIES LLC
June 1, 1998 - December 5, 2003
ABN AMRO INCORPORATED
April 4, 1996 - June 22, 1998
ALFRED BERG, INC.
August 25, 1993 - April 4, 1996
ALFRED BERG, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUERBACH GRAYSON & COMPANY LLC
CRD#: 30761 / SEC#: , 8-45136
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
