Clark E. Daffern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Edward Daffern was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1993. Clark had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2005 - May 18, 2015
KIBBLE & PRENTICE HOLDING COMPANY
June 20, 2002 - January 3, 2017
M HOLDINGS SECURITIES, INC.
August 16, 1993 - July 1, 2002
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KIBBLE & PRENTICE HOLDING COMPANY
CRD#: 127672 / SEC#: 801-62209
Contact information
Red Flags
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