Donie M. Carlson

GREYBOX INVESTMENTS

BIRMINGHAM, AL 35203

Some features on this profile are disabled

CRD#: 2375714

Professional summary

Donie Martin Carlson, who also goes by Donie Neal Carlson, Donie Neal Martin, is a registered financial advisor currently at GREYBOX INVESTMENTS located in Birmingham, Alabama.

Donie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Donie has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donie Neal Carlson | Donie Neal Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DONIE CARLSON SERVES AS A PARTNER OR AGENT OF SEVERAL ENTITIES (ALBEMARLE CORPORATION, MARTIN FARM AND ROCKHOUSE, LLC) RELATED TO THE FAMILY FARM AND ITS OPERATIONS, AND SPENDS 5 HOURS A MONTH, NONE DURING TRADING HOURS, ENGAGED IN RESPONSIBILITIES DIRECTLY RELATED TO THE FAMILY FARM AS REQUIRED. IT IS NOT AN INVESTMENT-RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donie Martin Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2015 - Present

GREYBOX INVESTMENTS

Office #1: 2301 Morris Avenue Suite 105, Birmingham, AL 35203

RIA

CRD#: 174077

BIRMINGHAM, AL

Past

December 16, 1993 - May 4, 1998

JPMSI

CRD#: 15733

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREYBOX INVESTMENTS

DMC GROUP, LLC | GREYBOX INVESTMENTS

CRD#: 174077 / SEC#: 801-118659

RIA

Registered Investment Advisory firm - (5/4/2020 Approved)

Alabama

Registered Investment Advisory firm - (5/7/2020 Terminated)

Florida

Registered Investment Advisory firm - (5/7/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/27/2015)

IAR

Florida
(9/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1993

General Securities Representative Examination

Current Firm

GREYBOX INVESTMENTS

DMC GROUP, LLC | GREYBOX INVESTMENTS

CRD#: 174077 / SEC#: 801-118659

RIA

Registered Investment Advisory firm - (5/4/2020 Approved)

Alabama

Registered Investment Advisory firm - (5/7/2020 Terminated)

Florida

Registered Investment Advisory firm - (5/7/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2301 Morris Avenue Suite 105, Birmingham, AL 35203

Mailing Address

Phone number

(205) 703-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - MAR 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	187
AUM (Assets Under Management)	$ 186,018,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donie M. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donie Martin Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREYBOX INVESTMENTS

JPMSI

Primary Firm SEC Registration

GREYBOX INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2015

Series 63

Date: 5/18/1994

Series 7

Date: 12/15/1993

Current Firm

GREYBOX INVESTMENTS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREYBOX INVESTMENTS

TRUST BUT VERIFY

Similar Advisors