Christopher V. Cagle

SYMETRA SECURITIES

Bellevue, WA 98004-5153

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CRD#: 2375583

Professional summary

Christopher V Cagle, who also goes by Christopher Vaughan Cagle, Kit Cagle, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Vaughan Cagle | Kit Cagle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher V Cagle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2023 - Present

SYMETRA SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

July 19, 1993 - September 23, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(8/2/2023)

North Carolina
(8/2/2023)

South Carolina
(8/2/2023)

Virginia
(8/2/2023)

Washington
(10/9/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/16/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SYMETRA SECURITIES, INC.

SAFECO SECURITIES, INC. | SYMETRA SECURITIES, INC.

CRD#: 739 / SEC#: , 8-13470

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Mailing Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Phone number

(800) 796-3872

Established

Washington since 08/24/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SYMETRA FINANCIAL CORPORATION	OWNER
BALKOVETZ, CHANTEL LEE	DIRECTOR	2490011
DIMITRI, DAVID MICHAEL	SECRETARY	4806001
DOW, SHANEN LYNN	ASSISTANT TREASURER	7676848
ELLIS, COURTNEY LYNN	CHIEF OPERATING OFFICER	5460601
FARRELL, ANDREW MICHAEL	PRESIDENT, DIRECTOR	4463467
HANSON, COLLEEN	ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL	7271134
MURPHY, COLLEEN MARY	DIRECTOR	4842602
NORBERG, KRISTIN ROUST	VICE PRESIDENT	7033021
OBERDECK, ANDREW A	ASSISTANT SECRETARY	8015633
OTTO, JOSEPHINE R	ASSISTANT SECRETARY	8015301
RABIN, KEVIN WILLIAM	DIRECTOR	7033042
SANDERS, BARBARA ANN	CHIEF COMPLIANCE OFFICER	2206030

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher V. Cagle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher V Cagle's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT DISTRIBUTORS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

AST INVESTMENT SERVICES, INC.

AMERICAN SKANDIA ADVISORY SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1999

Series 63

Date: 7/26/1993

SIE

Date: 10/1/2018

Series 6

Date: 7/16/1993

FINRA

Current Firm

SYMETRA SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SYMETRA SECURITIES, INC.

TRUST BUT VERIFY

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