David H. Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Huei Tang Chang, who also goes by David H Chang, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - November 23, 2015
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
June 13, 2001 - November 15, 2013
AIG FINANCIAL SECURITIES CORP.
February 14, 1996 - May 17, 2001
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
