Rui M. Matos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rui Manuel Matos, CFP® was a registered financial professional .
Rui is a previously registered financial professional and started their career in finance in 1993. Rui had worked at 4 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2018 - August 27, 2019
GARCIA WEALTH MANAGEMENT GROUP, INC.
May 1, 2015 - March 15, 2016
DEL REY GLOBAL INVESTORS, LLC
October 18, 1995 - May 12, 2000
CHARLES SCHWAB & CO., INC.
August 31, 1993 - November 10, 1993
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 2/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GARCIA WEALTH MANAGEMENT GROUP, INC.
CRD#: 158082 / SEC#: 801-79445
Contact information
Red Flags
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