Michael R. Philipp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Philipp was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2006 - January 30, 2023
RETIREMENT CAPITAL STRATEGIES, INC.
December 31, 1997 - July 16, 2010
LPL FINANCIAL LLC
January 17, 1995 - July 25, 2018
LPL FINANCIAL LLC
January 20, 1994 - January 4, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
September 10, 1993 - January 11, 1994
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
RETIREMENT CAPITAL STRATEGIES, INC.
CRD#: 139009 / SEC#: 801-70918
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT CAPITAL STRATEGIES, INC.
CRD#: 139009 / SEC#: 801-70918
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 295,517,793 |
Red Flags
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