DW
David B. Wolfe
EFS ADVISORS
COON RAPIDS, MN 55433
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CRD#: 2375488
DW
Professional summary
David Benjamin Wolfe, who also goes by David Wolfe, is a registered financial advisor currently at EFS ADVISORS located in Coon Rapids, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Coon Rapids, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Wolfe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DOALITTLEGELT. START DATE 01/2005. APPROX 2 HOURS PER MONTH. 0 HOURS DURING BUSINESS HOURS.******INVESTMENT CLUB MEMBER******BBW LLC, part-owner in an apartment complex, also treasurer for the LLC; began 09/2017; 0 hours per month during trading hours and not investment-related*****Coalition of the Willing (COW) LLC, 14% part-owner in an apartment complex, began in 2004; 0 hours per month during trading hours and not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view David Benjamin Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2012 - Present
EFS ADVISORS
Office #1: 11599 Robinson Dr. Nw, Coon Rapids, MN 55433RIA
CRD#: 115211
COON RAPIDS, MN
Current
November 4, 2013 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 11599 Robinson Dr., Nw, Coon Rapids, MN 55433RIA
BD
CRD#: 140393
Coon Rapids, MN
Current
August 11, 2008 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 11599 Robinson Dr., Nw, Coon Rapids, MN 55433RIA
BD
CRD#: 140393
Coon Rapids, MN
Past
February 4, 2011 - December 6, 2012
EFS ADVISORS
RIA
CRD#: 115211
CAMBRIDGE, MN
Past
July 17, 1995 - August 19, 2008
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(7/31/2024)
RR
California(2/26/2025)
IAR
California(2/26/2025)
RR
Colorado(8/18/2008)
IAR
Colorado(2/27/2025)
RR
Florida(2/27/2025)
IAR
Florida(4/18/2025)
RR
Georgia(2/27/2025)
IAR
Georgia(2/27/2025)
RR
Illinois(8/11/2008)
IAR
Illinois(3/14/2025)
IAR
Iowa(2/28/2025)
RR
Minnesota(8/11/2008)
IAR
Minnesota(11/4/2013)
RR
Montana(5/13/2024)
IAR
Montana(2/27/2025)
RR
New Mexico(3/2/2017)
IAR
New York(5/23/2024)
IAR
Oregon(3/4/2025)
IAR
South Carolina(2/27/2025)
RR
South Dakota(2/27/2025)
IAR
South Dakota(2/27/2025)
RR
Texas(2/27/2025)
IAR
Texas(2/27/2025)
IAR
Utah(2/27/2025)
IAR
Washington(2/27/2025)
RR
Wisconsin(8/11/2008)
IAR
Wisconsin(2/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
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Company Information
EFS ADVISORS
CRD#: 115211Coon Rapids, MN 55433TRUST BUT VERIFY
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