Karen L. Lecompte

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CRD#: 2375325

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karen Lynn Lecompte, who also goes by Karen Lynn Theiss, Karen Lynn Wnorowski, was a registered financial professional .

Karen is a previously registered financial professional and started their career in finance in 1993. Karen had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Karen Lynn Theiss | Karen Lynn Wnorowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 18, 2014 - March 4, 2016

CAMELOT PORTFOLIOS, LLC

RIA

CRD#: 145918

MAUMEE, OH

Past

August 28, 2003 - June 17, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

SKOKIE, IL

Past

August 28, 2003 - June 17, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

April 26, 1995 - September 14, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 17, 1994 - March 2, 1995

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 15, 1993 - February 4, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 15, 1993 - February 4, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMELOT PORTFOLIOS, LLC

CAMELOT PORTFOLIOS, LLC | MUNN WEALTH MANAGEMENT, LLC | MUNN WEALTH MANAGEMENT | MUNN WEALTH ADVISORS

CRD#: 145918 / SEC#: 801-70932

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Ohio

Registered Investment Advisory firm - (1/6/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/6/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/1/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CAMELOT PORTFOLIOS, LLC

CAMELOT PORTFOLIOS, LLC | MUNN WEALTH MANAGEMENT, LLC | MUNN WEALTH MANAGEMENT | MUNN WEALTH ADVISORS

CRD#: 145918 / SEC#: 801-70932

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

Ohio

Registered Investment Advisory firm - (1/6/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/6/2010 Terminated)

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Contact information

Main Address

1700 Woodlands Dr Suite 100, Maumee, OH 43537

Mailing Address

Phone number

(419) 794-0538

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAMELOT PORTFOLIOS ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	2,651
AUM (Assets Under Management)	$ 295,347,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen L. Lecompte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAMELOT PORTFOLIOS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1993

Series 63

Date: 7/19/1993

Series 7

Date: 7/8/1993

Series 8

Date: 4/1/1999

Current Firm

CAMELOT PORTFOLIOS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMELOT PORTFOLIOS, LLC

TRUST BUT VERIFY

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