David D. Cutler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Doran Cutler was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - November 13, 2020
SENSUS INVESTMENT MANAGEMENT
December 24, 2008 - August 19, 2009
MSI FINANCIAL SERVICES, INC.
December 23, 2008 - December 26, 2008
AMERITAS INVESTMENT COMPANY, LLC
July 15, 2004 - February 3, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
April 11, 2003 - February 12, 2004
HSBC BROKERAGE (USA) INC.
September 15, 1998 - October 11, 2002
CHASE INVESTMENT SERVICES CORP.
January 2, 1998 - July 24, 1998
CADARET, GRANT & CO., INC.
August 27, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
September 29, 1993 - October 17, 1996
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENSUS INVESTMENT MANAGEMENT
CRD#: 145961 / SEC#: 801-68660
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 57,174,800 |
Red Flags
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