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Willard Warner Harpster Jr

CRD# 237527·Registered 1971 - 1999
Previously Registered: Being a previously registered professional could mean that Willard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Willard Warner Harpster JR, who also goes by Bill Harpster, Willard W Harpster Jr, was a registered financial advisor. Willard was a previously registered financial professional and started their career in finance 1971 - 1999. Willard had worked at 8 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Harpster, Willard W Harpster Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

NETWORK CAPITAL CORPORATION·CRD# 1389
BD
Salt Lake City, UT
August 16, 1995 - December 23, 1999
ATLAS CLEARING, INC.·CRD# 3777
BD
Salt Lake City, UT
September 27, 1994 - July 31, 1995
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
July 11, 1994 - September 26, 1994
R.K. STEELE·CRD# 1904
BD
Beverly Hills, CA
August 6, 1993 - July 5, 1994
WASATCH STOCK TRADING, INC.·CRD# 16735
BD
April 21, 1986 - July 26, 1993
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 18, 1985 - May 5, 1986
JOHNSON-BOWLES COMPANY INC·CRD# 7578
BD
September 10, 1983 - March 11, 1985
COVEY & CO., INC.·CRD# 4110
BD
May 13, 1971 - October 18, 1983

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Current Firm

NC
NETWORK CAPITAL CORPORATION

CAPITAL PLANNING CORPORATION | NETWORK CAPITAL CORPORATION

CRD#: 1389 / SEC#: 8-11292
BD
Terminated by SEC on 11/10/2000

Contact Information

Established

Utah since 02/22/1962

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PARKER, RICHARD LEROYPRESIDENT/CEO356740

Disclosures

Regulatory Event

3

Arbitration

1

Judgment/Lien

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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