Willard W. Harpster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Warner Harpster JR, who also goes by Bill Harpster, Willard W Harpster Jr, was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1971. Willard had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1995 - December 23, 1999
NETWORK CAPITAL CORPORATION
September 27, 1994 - July 31, 1995
WILSON-DAVIS & CO., INC.
July 11, 1994 - September 26, 1994
WESTMARK SECURITIES CORPORATION
August 6, 1993 - July 5, 1994
R.K. STEELE
April 21, 1986 - July 26, 1993
WASATCH STOCK TRADING, INC.
March 18, 1985 - May 5, 1986
E. F. HUTTON & COMPANY INC
September 10, 1983 - March 11, 1985
JOHNSON-BOWLES COMPANY INC
May 13, 1971 - October 18, 1983
COVEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/7/1971
Registered Representative ExaminationCurrent Firm
NETWORK CAPITAL CORPORATION
CRD#: 1389 / SEC#: , 8-11292
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Judgment/Lien | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
