Sheldon M. Goldberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Mark Goldberg was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1993. Sheldon had worked at 5 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2003 - December 19, 2007
BROOKSHIRE SECURITIES CORPORATION
May 20, 1998 - December 20, 2001
BROOKSHIRE SECURITIES CORPORATION
January 28, 1998 - May 26, 1998
FIN-ATLANTIC SECURITIES, INC.
November 14, 1995 - December 1, 1995
VISION INVESTMENT GROUP, INC.
February 22, 1995 - August 25, 1995
CORTLANDT CAPITAL CORPORATION
August 6, 1993 - April 26, 1994
HANOVER, STERLING & COMPANY LTD.
July 19, 1993 - September 15, 1993
CORTLANDT CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKSHIRE SECURITIES CORPORATION
CRD#: 44347 / SEC#: , 8-50650
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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