Thomas J. Donovan
Professional summary
Thomas Joseph Donovan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Thomas had worked at 5 firms, which includes RUMSON CAPITAL LLC, KNIGHT CAPITAL AMERICAS L.P., NEBRASKA HUDSON COMPANY INC., GRUNTAL & CO. L.L.C., SOUTH RICHMOND SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2001 - February 6, 2002
RUMSON CAPITAL, LLC
September 9, 1996 - September 26, 2001
KNIGHT CAPITAL AMERICAS, L.P.
March 16, 1995 - May 24, 1996
NEBRASKA HUDSON COMPANY, INC.
March 6, 1994 - August 16, 1994
GRUNTAL & CO., L.L.C.
September 13, 1993 - January 12, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 5/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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