W. J. Harper
Professional summary
W. Joseph Harper, who also goes by W Joseph Harper, Walter Joseph Harper, is a registered financial advisor currently at HP & ASSOCIATES located in Bellefontaine, Ohio.
W. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. W. has worked at 7 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view W. Joseph Harper's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2019 - Present
HP & ASSOCIATES
November 21, 2003 - June 27, 2019
W. JOSEPH HARPER
November 19, 1989 - December 4, 1992
OSAIC WEALTH, INC.
August 9, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 14, 1974 - August 19, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
February 14, 1974 - August 19, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
February 14, 1974 - August 19, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2019)
Exams
Series 1
Date: 2/9/1974
Registered Representative ExaminationCurrent Firm
HP & ASSOCIATES
CRD#: 300587 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 42,000,000 |
Red Flags
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