Laurence M. Pike

CLIENT PRIORITY FINANCIAL ADVISORS LLC

Burlington, MA

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CRD#: 2375048

Professional summary

Laurence Mitchell Pike, who also goes by Larry Pike, is a registered financial advisor currently at CLIENT PRIORITY FINANCIAL ADVISORS LLC located in Burlington, Massachusetts.

Laurence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Laurence has worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Pike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Mitchell Pike's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2014 - Present

CLIENT PRIORITY FINANCIAL ADVISORS LLC

RIA

CRD#: 170741

Burlington, MA

Past

November 8, 2011 - June 19, 2012

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

BOSTON, MA

Past

September 20, 2010 - March 29, 2011

COHEN & COMPANY CAPITAL MARKETS, LLC

CRD#: 144981

BOSTON, MA

Past

April 24, 2009 - October 4, 2010

COHEN & COMPANY SECURITIES, LLC

CRD#: 104002

BOSTON, MA

Past

September 14, 1999 - February 11, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

BOSTON, MA

Past

August 20, 1993 - November 25, 1998

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/25/2014)

IAR

New York
(2/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/13/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/19/1993

General Securities Representative Examination

Current Firm

CLIENT PRIORITY FINANCIAL ADVISORS LLC

CLIENT PRIORITY FINANCIAL ADVISORS LLC | PIKE, LAURENCE MITCHELL

CRD#: 170741 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/25/2014 Approved)

New York

Registered Investment Advisory firm - (2/15/2017 Approved)

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Contact information

Main Address

Plymouth, MA

Mailing Address

Phone number

(617) 980-9880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Laurence M. Pike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Mitchell Pike's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLIENT PRIORITY FINANCIAL ADVISORS LLC

FHN FINANCIAL SECURITIES CORP.

COHEN & COMPANY CAPITAL MARKETS, LLC

COHEN & COMPANY SECURITIES, LLC

DEUTSCHE BANK SECURITIES INC.

NOMURA SECURITIES INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/1993

Series 3

Date: 2/13/1997

Series 7

Date: 8/19/1993

Current Firm

CLIENT PRIORITY FINANCIAL ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

CLIENT PRIORITY FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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