William C. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Campbell Collins II, who also goes by William Collins, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2001 - June 30, 2015
FROST SECURITIES, INC.
January 31, 1997 - April 9, 2001
BANC OF AMERICA SECURITIES LLC
August 10, 1993 - July 24, 1995
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
FROST SECURITIES, INC.
CRD#: 47124 / SEC#: , 8-51684
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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