JN
John S. Napier
J.P. MORGAN INSTITUTIONAL INVESTMENTS
New York, NY 10017-2513
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CRD#: 2374808
JN
Professional summary
John Scott Napier, CIMA®, who also goes by Scott Napier, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott Napier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Scott Napier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 3, 2022 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 390 Madison Ave, New York, NY 10017-2513BD
CRD#: 102920
New York, NY
Past
October 30, 2018 - August 23, 2022
HEITMAN SECURITIES LLC
BD
CRD#: 13620
CHICAGO, IL
Past
March 4, 2015 - July 24, 2017
PZENA FINANCIAL SERVICES, LLC
BD
CRD#: 169807
NEW YORK, NY
Past
October 18, 2004 - February 24, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
June 7, 2002 - October 18, 2004
AIM PRIVATE ASSET MANAGEMENT
RIA
CRD#: 109264
HOUSTON, TX
Past
June 29, 1995 - October 18, 2004
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
April 25, 1994 - February 10, 1995
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
August 26, 1993 - March 28, 1994
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/3/2022)
RR
Alaska(8/3/2022)
RR
Arizona(8/3/2022)
RR
Arkansas(8/3/2022)
RR
California(8/3/2022)
RR
Colorado(8/3/2022)
RR
Connecticut(8/3/2022)
RR
Delaware(8/3/2022)
RR
District of Columbia(8/3/2022)
RR
Florida(8/3/2022)
RR
Georgia(8/3/2022)
RR
Hawaii(8/3/2022)
RR
Idaho(8/3/2022)
RR
Illinois(8/3/2022)
RR
Indiana(8/3/2022)
RR
Iowa(8/3/2022)
RR
Kansas(8/3/2022)
RR
Kentucky(8/3/2022)
RR
Louisiana(8/3/2022)
RR
Maine(8/3/2022)
RR
Maryland(8/3/2022)
RR
Massachusetts(8/3/2022)
RR
Michigan(8/3/2022)
RR
Minnesota(8/3/2022)
RR
Mississippi(8/3/2022)
RR
Missouri(8/3/2022)
RR
Montana(8/3/2022)
RR
Nebraska(8/3/2022)
RR
Nevada(8/3/2022)
RR
New Hampshire(8/3/2022)
RR
New Jersey(8/3/2022)
RR
New Mexico(8/3/2022)
RR
New York(8/3/2022)
RR
North Carolina(8/3/2022)
RR
North Dakota(8/3/2022)
RR
Ohio(8/3/2022)
RR
Oklahoma(8/3/2022)
RR
Oregon(8/3/2022)
RR
Pennsylvania(8/3/2022)
RR
Puerto Rico(8/3/2022)
RR
Rhode Island(8/3/2022)
RR
South Carolina(8/3/2022)
RR
South Dakota(8/3/2022)
RR
Tennessee(8/3/2022)
RR
Texas(8/3/2022)
RR
Utah(8/3/2022)
RR
Vermont(8/3/2022)
RR
Virgin Islands(8/3/2022)
RR
Virginia(8/3/2022)
RR
Washington(8/3/2022)
RR
West Virginia(8/3/2022)
RR
Wisconsin(8/3/2022)
RR
Wyoming(8/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JM
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN
CRD#: 102920 / SEC#: 801-64031, 8-52182
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
383 Madison Avenue, New York, NY 10179
Mailing Address
480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616
Phone number
(201) 595-1958
Established
Delaware since 05/26/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
