Christopher A. Lamia
FORUM FINANCIAL MANAGEMENT, LP
THOUSAND OAKS, CA 91360
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CRD#: 2374768
Professional summary
Christopher Anthony Lamia, CFP® is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Thousand Oaks, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lamia Financial Group, Inc.; Not investment-related; 100 East Thousand Oaks Boulevard, Suite 200, Thousand Oaks, CA 91360; Tax and accounting services; President; 7/2008; 5-10 hours/month devoted; Less than 5 hours during securities trading hours; Executive management duties. 2) GoFundMe Giving Fund; Not investment-related; 855 Jefferson Ave. Redwood City, CA 94063; Charity funding; Board Member; 01/2025; 5 hours per month; 5 hours during securities trading hours; participate in Board meetings and retreats. 3) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 10/2018; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Anthony Lamia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
October 23, 2018 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 100 East Thousand Oaks Boulevard Suite 200, Thousand Oaks, CA 91360RIA
CRD#: 145706
THOUSAND OAKS, CA
Past
June 20, 2008 - April 2, 2019
LAMIA FINANCIAL GROUP, INC.
RIA
CRD#: 146421
THOUSAND OAKS, CA
Past
January 23, 2003 - November 13, 2009
GOLD COAST SECURITIES, INC.
RIA
CRD#: 110925
THOUSAND OAKS, CA
Past
May 31, 2001 - November 13, 2009
GOLD COAST SECURITIES, INC.
BD
CRD#: 110925
THOUSAND OAKS, CA
Past
November 18, 1998 - December 31, 2001
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
July 27, 1993 - November 18, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/23/2018)
IAR
Texas(10/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
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Company Information
FORUM FINANCIAL MANAGEMENT, LP
CRD#: 145706Thousand Oaks, CA 91360TRUST BUT VERIFY
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