Pauline J. Quinn

MOREY & QUINN WEALTH PARTNERS | Branch Manager

OMAHA, NE 68154

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CRD#: 2374597

Professional summary

Pauline Jo Quinn is a registered financial advisor currently at MOREY & QUINN WEALTH PARTNERS located in Omaha, Nebraska.

Pauline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Pauline has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OBA: INSURANCE LICENSE, ADDRESS OF OBA: OMAHA, NE, NATURE: INSURANCE, NOT INVESTMENT RELATED: YES, TITLE WITH OBA: INSURANCE AGENT, DUTIES: SELL AND SERVICE INSURANCE PRODUCTS. START DATE: 10/2024, APPROX. NUMBER OF HOURS/MONTH: 1, APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 (2) PJ Quinn Wealth Advisors, investment related (DBA checking, receiving payment for her investment related activities),Papillion, NE, owner, 12/2024, zero hours per month and zero hours during trading hours, 1099 process through this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pauline Jo Quinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

MOREY & QUINN WEALTH PARTNERS

Office #1: 11225 Davenport Street Suite 109, Omaha, NE 68154

RIA

CRD#: 332074

OMAHA, NE

Past

October 1, 2024 - October 10, 2025

CABOT LODGE SECURITIES LLC

CRD#: 159712

Omaha, NE

Past

December 2, 2014 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OMAHA, NE

Past

December 1, 2014 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OMAHA, NE

Past

November 2, 2009 - December 1, 2014

FSB PREMIER WEALTH MANAGEMENT, INC.

RIA

CRD#: 15898

OMAHA, NE

Past

October 30, 2009 - December 1, 2014

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898

OMAHA, NE

Past

July 13, 1999 - November 5, 2009

STERLING FINANCIAL ADVISORS, LLC

RIA

CRD#: 107783

OMAHA, NE

Past

March 13, 1998 - November 3, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OMAHA, NE

Past

September 30, 1993 - March 24, 1998

KFS BD, INC.

CRD#: 490

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOREY & QUINN WEALTH PARTNERS

MOREY & QUINN WEALTH PARTNERS | MOREY & QUINN WEALTH PARTNERS LLC

CRD#: 332074 / SEC#: 801-130974

RIA

Registered Investment Advisory firm - (8/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/18/2024)

IAR

Texas
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/2016

General Securities Principal Examination

Current Firm

MOREY & QUINN WEALTH PARTNERS

MOREY & QUINN WEALTH PARTNERS | MOREY & QUINN WEALTH PARTNERS LLC

CRD#: 332074 / SEC#: 801-130974

RIA

Registered Investment Advisory firm - (8/22/2024 Approved)

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Contact information

Main Address

11225 Davenport Street Suite 109, Omaha, NE 68154

Mailing Address

Phone number

(402) 502-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

10 29 2025 MQW FORM ADV PART 2A AND 2B FINAL (10/29/2025)

Regulatory assets under management

Total Number of Accounts	1,473
AUM (Assets Under Management)	$ 328,143,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Pauline J. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pauline Jo Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FSB PREMIER WEALTH MANAGEMENT, INC.

FSB PREMIER WEALTH MANAGEMENT, INC.

STERLING FINANCIAL ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

KFS BD, INC.

Primary Firm SEC Registration

MOREY & QUINN WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2001

Series 63

Date: 1/17/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/29/1993

Series 24

Date: 5/23/2016

Current Firm

MOREY & QUINN WEALTH PARTNERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOREY & QUINN WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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