David A. Liska

KAUFMAN ROSSIN WEALTH

FORT LAUDERDALE, FL 33394

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CRD#: 2374477

Professional summary

David Allen Liska, who also goes by David A Liska, David Liska, is a registered financial advisor currently at KAUFMAN ROSSIN WEALTH, LLC located in Fort Lauderdale, Florida and INTEGRITY ALLIANCE, LLC. located in Fort Lauderdale, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Liska | David Liska

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KAUFMAN, ROSSIN & CO., NON-INVESTMENT RELATED, 3310 MARY STREET, SUITE 501, MIAMI, FL 33133, ADMINISTRATOR. START DATE 09/2020. GENERALLY, 0 HOURS PER MONTH DURING SECURITY TRADING HOURS. 2) KR FINANCIAL SERVICES dba KAUFMAN ROSSIN INSURANCE SERVICES. 3310 MARY STREET, SUITE 501, MIAMI, FL 33133, LICENSED INSURANCE AGENT. STATE DATE 09/2020, 15 HOURS PER MONTH DURING SECURITY TRADING HOURS 3) MANAGING PARTNER OF PIECES OF PEACE, LLC 3062 SW 189 AVENUE MIRAMAR, FL 33029 BEGINNING IN JANUARY OF 2020. THE NATURE OF THE BUSINESS IS RETAIL ONLINE CLOTHING; NON INVESTMENT-RELATED. APPROXIMATELY 20 HOURS PER MONTH DEVOTED TO THE BUSINESS; NONE OF WHICH OCCUR DURING SECURITIES TRADING HOURS. 4) KAUFMAN ROSSIN WEALTH, LLC POSITION: Employee NATURE: Kaufman Rossin Wealth provides financial planning, wealth advice, asset management, and retirement planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 09/15/2000 ADDRESS: 100 SE 3rd Street, Suite 2400, Fort Lauderdale FL 33394, United States DESCRIPTION: I work with clients assisting them with creating Financial Plans that offer them the best opportunity to achieve their stated goals. We review and advise on existing portfolios, and create asset allocation models utilizing Stocks, Bonds and Alternative Investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Liska's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2020 - Present

KAUFMAN ROSSIN WEALTH, LLC

Office #1: 100 Se 3rd Avenue, Fort Lauderdale, FL 33394

RIA

CRD#: 301921

FORT LAUDERDALE, FL

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 100 Se 3rd Ave Suite 2400, Fort Lauderdale, FL 33394

RIA

CRD#: 139627

Fort Lauderdale, FL

Past

February 2, 2024 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Fort Lauderdale, FL

Past

March 24, 2021 - December 26, 2023

INNOVATION PARTNERS LLC

CRD#: 146344

Fort Lauderdale, FL

Past

December 13, 2017 - January 3, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

AVENTURA, FL

Past

December 6, 2017 - January 3, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

AVENTURA, FL

Past

August 18, 2016 - October 30, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

HOLLYWOOD, FL

Past

March 3, 2003 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

HOLLYWOOD, FL

Past

December 16, 1997 - October 30, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

HOLLYWOOD, FL

Past

July 12, 1995 - December 11, 1997

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

March 21, 1995 - July 5, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

March 29, 1994 - November 17, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAUFMAN ROSSIN WEALTH, LLC

CRD#: 301921 / SEC#: 801-122845

RIA

Registered Investment Advisory firm - (12/14/2021 Approved)

Florida

Registered Investment Advisory firm - (9/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(11/5/2020)

Florida
(11/5/2025)

IAR

Texas
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/28/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KAUFMAN ROSSIN WEALTH, LLC

CRD#: 301921 / SEC#: 801-122845

RIA

Registered Investment Advisory firm - (12/14/2021 Approved)

Florida

Registered Investment Advisory firm - (9/6/2022 Terminated)

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Contact information

Main Address

3310 Mary Street Suite 501, Miami, FL 33133

Mailing Address

Phone number

(305) 646-6071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAUFMAN ROSSIN WEALTH, LLC FORM ADV PART 2 (5/8/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 302,857,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Liska

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Liska's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

INNOVATION PARTNERS LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

GRIFFIN FINANCIAL SERVICES

ESSEX NATIONAL SECURITIES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

KAUFMAN ROSSIN WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2003

Series 63

Date: 4/4/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/1/1995

Series 6

Date: 3/28/1994

Series 24

Date: 6/20/2005

FINRA

Current Firm

KAUFMAN ROSSIN WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAUFMAN ROSSIN WEALTH, LLC

TRUST BUT VERIFY

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