James J. Cameron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Cameron, who also goes by James J Cameron, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2014 - November 16, 2016
FIRST CLEARING, LLC
February 24, 2014 - July 19, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 7, 2013 - July 19, 2024
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2012 - October 7, 2013
FIRST CLEARING, LLC
September 17, 2003 - November 3, 2003
INSTINET, LLC
October 16, 2001 - November 8, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
July 3, 2001 - July 11, 2001
MARKET AXESS INC.
April 17, 2001 - August 21, 2001
MARKETAXESS CORPORATION
November 19, 1999 - August 22, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
July 24, 1997 - August 15, 1997
OLD SLIP CAPITAL MANAGEMENT, INC.
August 24, 1994 - February 13, 1995
HAMILTON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
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