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James Joseph Cameron

CRD# 2374440·Registered 1994 - 2016
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Joseph Cameron, who also goes by James J Cameron, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1994 - 2016. James had worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James J Cameron

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
February 24, 2014 - November 16, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
February 24, 2014 - July 19, 2024
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charlotte, NC
October 7, 2013 - July 19, 2024
FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
June 15, 2012 - October 7, 2013
INSTINET, LLC·CRD# 42886
BD
New York, NY
September 17, 2003 - November 3, 2003
DATEK ONLINE FINANCIAL SERVICES LLC·CRD# 36807
BD
Jersey City, NJ
October 16, 2001 - November 8, 2002
MARKET AXESS INC.·CRD# 104103
BD
New York, NY
July 3, 2001 - July 11, 2001
MARKETAXESS CORPORATION·CRD# 44542
BD
New York, NY
April 17, 2001 - August 21, 2001
MORGAN STANLEY DEAN WITTER ONLINE INC.·CRD# 34925
BD
San Francisco, CA
November 19, 1999 - August 22, 2000
OLD SLIP CAPITAL MANAGEMENT, INC.·CRD# 7360
BD
Plano, TX
July 24, 1997 - August 15, 1997
HAMILTON INVESTMENTS, INC.·CRD# 821
BD
August 24, 1994 - February 13, 1995

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Current Firm

FC
FIRST CLEARING, LLC

CORESTATES SECURITIES CORP | FIRST CLEARING, LLC | FIRST CLEARING CORPORATION

CRD#: 17344 / SEC#: 8-35158
BD
Terminated by SEC on 02/05/2017

Contact Information

Established

Delaware since 03/12/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WELLS FARGO ADVISORS, LLCSOLE MEMBER19616
HURLEY, KEVIN BRADYCHIEF COMPLIANCE OFFICER1293748

Disclosures

Regulatory Event

34

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2012About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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