Carter W. Cheskey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carter Wayne Cheskey was a registered financial professional .
Carter is a previously registered financial professional and started their career in finance in 1993. Carter had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2008 - March 26, 2012
HBH ADVISORS, LLC
February 27, 2006 - August 17, 2006
WALNUT STREET SECURITIES, INC.
August 1, 2002 - March 10, 2004
GRIFFIN FINANCIAL GROUP, LLC
August 20, 2001 - November 9, 2001
BRYN MAWR SECURITIES INC.
August 15, 1996 - September 30, 1999
AVANTAX INVESTMENT SERVICES, INC.
April 25, 1995 - April 23, 1996
MERIDIAN SECURITIES, INC.
July 19, 1993 - May 13, 1994
METROPOLITAN LIFE INSURANCE COMPANY
July 19, 1993 - May 13, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBH ADVISORS, LLC
CRD#: 121464 / SEC#: , 8-65420
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROCK ISLAND CAPITAL, LLC | SOLE MEMBER | |
| HARTMAN, PATRICK WILLIAM | CO-MANAGER | 2501769 |
| MARTIN, PATRICK JAMES | CO-MANAGER/CHIEF COMPLIANCE OFFICER | |
| NUGENT, MICHAEL EDWARD | CHEIF FINANCIAL OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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