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JH

Jerry R. Hill

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CRD#: 2374325
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerry Ray Hill was a registered financial professional .

Jerry is a previously registered financial professional and started their career in finance in 1993. Jerry had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEVEL FOUR ADVISORY SERVICES, LLC, 12400 COIT ROAD, STE 700 DALLAS TX 75251, INVESTMENT ADVISOR REPRESENTATIVE, START DATE NOVEMBER 2019, 20 HOURS PER MONTH, 0 DURING TRADING. INVESTMENT RELATED. 2. LEVEL FOUR FINANCIAL, DBA FOR HARBOR FINANCIAL SERVICES, LLC, INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS TX 75251, IAR, START DATE JAN 2021. 20 HOURS PER MONTH/0 DURING TRADING. 3. LEVEL FOUR GROUP, HOLDING COMPANY EMPLOYEE SERVICES, EMPLOYEE, NOT INVESTMENT RELATED, START DATE NOV 2019, 10 HOURS PER MONTH, 0 DURING TRADING, 12400 COIT ROAD, STE 700 DALLAS, TX 75251. 4. LEVEL FOUR INSURANCE AGENCY, 12400 COIT ROAD, STE 700 DALLAS TX 75251, AGENT FOR INSURANCE AGENCY, NOT INVESTMENT RELATED, START DATE NOV 2019, NO TIME SPENT AT PRESENT TIME.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 4, 2021 - January 10, 2023

LEVEL FOUR FINANCIAL, LLC

BD
CRD#: 25700
Houston, TX
Past

February 19, 2015 - January 10, 2023

LEVEL FOUR ADVISORY SERVICES

RIA
CRD#: 134086
HOUSTON, TX
Past

February 17, 2015 - December 24, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
HOUSTON, TX
Past

September 18, 1997 - February 19, 2015

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
HOUSTON, TX
Past

January 11, 1996 - February 17, 2015

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
HOUSTON, TX
Past

October 6, 1993 - January 18, 1996

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/2/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LF
LEVEL FOUR FINANCIAL, LLC
BURTON, BUSBY & CO., INC. | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADV | LEVEL FOUR FINANCIAL, LLC | LEVEL FOUR FINANCIAL | J.ROE BURTON & CO. INC. | J. ROE BURTON & CO. INC. | HARBOR FINANCIAL SERVICES, LLC | HARBOR FINANCIAL SERVICES | HARBOR FINANCIAL

CRD#: 25700 / SEC#: 801-65811, 8-41965

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
12400 Coit Road 11 North Water Street, Ste 21290, Mobile, AL 36602
Mailing Address
12400 Coit Road Suite 700, Dallas, TX 75251
Phone number
(866) 834-1040
Established
Alabama since 01/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers


NamePositionCRD#
LEVEL FOUR GROUP, LLCMEMBER
HOPKINS, THOMAS JOHNFINOP1835087
MILLER, KIMBERLY KAYCHIEF COMPLIANCE OFFICER, AMLCO4175240
TOMES, EDMON JACOBCHIEF EXECUTIVE OFFICER3181660
WHITEHEAD, MARC SCOTTPRESIDENT3059786

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

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