Gregory W. Harper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Ward Harper was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1974. Gregory had worked at 7 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2002 - February 22, 2012
VERITRUST FINANCIAL, LLC
April 22, 2002 - February 22, 2012
VERITRUST FINANCIAL, LLC
June 7, 1990 - April 15, 2013
INVESTMENT TIMING CONSULTANTS, INC.
October 6, 1986 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
November 2, 1982 - December 28, 1984
LEHMAN BROTHERS DISTRIBUTORS INC.
June 7, 1979 - September 16, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 2, 1978 - August 26, 1982
FIRST FLORIDA SECURITIES, INC.
July 11, 1974 - July 29, 1978
LANCER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 7/6/1974
General Securities Principal ExaminationCurrent Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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