Julio C. Cabrera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julio Ceasar John Cabrera, who also goes by John Cabrera, Julio C Cabrera Jr, Julio C Cabrera, Julio Ceasar John Cabrera Jr, was a registered financial professional .
Julio is a previously registered financial professional and started their career in finance in 1994. Julio had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1997 - June 17, 1999
PRESTIGE FINANCIAL CENTER, INC.
November 26, 1996 - March 10, 1997
ROYCE INVESTMENT GROUP, INC.
May 5, 1995 - December 4, 1996
KENSINGTON WELLS INCORPORATED
November 7, 1994 - May 3, 1995
WILLIAM SCOTT & CO. L.L.C.
September 29, 1994 - October 17, 1994
J.W. BARCLAY & CO., INC.
January 25, 1994 - April 11, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESTIGE FINANCIAL CENTER, INC.
CRD#: 30407 / SEC#: , 8-44919
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT PRESTIGE, LLC | OWNER | |
| KIRSHBAUM, LAWRENCE GARY | PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/CCO | 270856 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
