Michael S. Wallace

WHITE PINE CAPITAL LLC

BLOOMINGTON, MN 55431

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CRD#: 2374142

Professional summary

Michael Scott Wallace, who also goes by Mike Wallace, is a registered financial advisor currently at WHITE PINE CAPITAL LLC located in Bloomington, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Wallace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ITASCA CAPITAL PARTNERS, LLC *INVESTMENT RELATED*ADDRESS IS 60 S 6TH ST, MINNEAPOLIS, MN 55402*THE BUSINESS IS A LIMITED LIABILITY INVESTMENT PARTNERSHIP.*MY POSITION IS MANAGER MEMBER, AND MY START DATE IS JULY, 2003. *IT IS DIFFICULT TO APPROXIMATE NUMBER OF HOURS DEVOTED TO THIS BUSINESS AS MY DUTIES AND HOURS SPENT RESEARCHING INVESTMENTS ARE BENEFICIAL TO BOTH COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Wallace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2006 - Present

WHITE PINE CAPITAL LLC

Office #1: 3800 American Blvd West Suite 645, Bloomington, MN 55431

RIA

CRD#: 108417

BLOOMINGTON, MN

Past

July 22, 1996 - March 15, 2000

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITE PINE CAPITAL LLC

CRD#: 108417 / SEC#: 801-57154

RIA

Registered Investment Advisory firm - (1/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/27/2014)

IAR

Texas
(5/8/2006)

IAR

Virginia
(4/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1996

General Securities Representative Examination

Current Firm

WHITE PINE CAPITAL LLC

CRD#: 108417 / SEC#: 801-57154

RIA

Registered Investment Advisory firm - (1/14/2000 Approved)

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Contact information

Main Address

3800 American Blvd West Suite 645, Bloomington, MN 55431

Mailing Address

Phone number

(612) 376-9765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHITE PINE CAPITAL LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 363,712,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Wallace's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITE PINE CAPITAL LLC

UBS ASSET MANAGEMENT (US) INC.

Primary Firm SEC Registration

WHITE PINE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1996

Series 63

Date: 7/29/1996

Series 7

Date: 7/19/1996

Current Firm

WHITE PINE CAPITAL LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITE PINE CAPITAL LLC

TRUST BUT VERIFY

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