Frederick W. Habeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Walter Habeck, who also goes by Fred Habeck, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1993. Frederick had worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2025 - September 17, 2025
ARBOR COURT CAPITAL, LLC
May 19, 2025 - September 24, 2025
POTOMAC
December 12, 2023 - May 2, 2025
ALPS DISTRIBUTORS, INC.
March 3, 2014 - June 26, 2020
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 26, 2010 - June 26, 2020
GUGGENHEIM INVESTMENTS
August 17, 2009 - October 28, 2010
RYDEX ADVISORY SERVICES, LLC
August 17, 2009 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
April 2, 2007 - February 18, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - February 18, 2009
MORGAN STANLEY & CO. LLC
June 3, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
May 27, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
October 4, 2001 - March 17, 2003
QUASAR DISTRIBUTORS, LLC
March 29, 2001 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
February 21, 2001 - March 17, 2003
BRANDES INVESTMENT PARTNERS, LP
June 4, 1998 - August 20, 1998
CENTEX SECURITIES, INCORPORATED
May 26, 1998 - January 29, 1999
NICHOLAS-APPLEGATE SECURITIES LLC
October 23, 1995 - December 18, 1996
JACK WHITE & COMPANY, INC.
September 10, 1993 - March 1, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 10, 1993 - March 1, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARBOR COURT CAPITAL, LLC
CRD#: 143839 / SEC#: , 8-67609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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