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Michael A. Tamasco

Some features on this profile are disabled
CRD#: 2374062
MT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Anthony Tamasco was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2021 - August 10, 2022

1851 SECURITIES, INC

BD
CRD#: 153006
DARIEN, CT
Past

November 22, 2019 - July 1, 2020

VIRTUS FIXED INCOME ADVISERS, LLC

RIA
CRD#: 146029
PARK RIDGE, NJ
Past

August 9, 2018 - July 1, 2020

VP DISTRIBUTORS LLC

BD
CRD#: 3036
PARK RIDGE, NJ
Past

August 8, 2017 - November 16, 2017

STIRA CAPITAL MARKETS GROUP, LLC

BD
CRD#: 141277
IRVINE, CA
Past

February 12, 2016 - March 27, 2018

OPTIMA SECURITIES LLC

BD
CRD#: 168881
New York, NY
Past

December 18, 2015 - February 2, 2016

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Norwalk, CT
Past

August 15, 2014 - April 14, 2015

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

February 25, 2011 - August 27, 2014

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

April 1, 2004 - January 7, 2011

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

July 20, 2000 - April 1, 2004

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

April 1, 1996 - August 11, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

April 22, 1994 - August 14, 1995

SANWA UNIVERSAL SECURITIES CO., LLC

BD
CRD#: 8427
NEW YORK, NY
Past

April 22, 1994 - August 14, 1995

SANWA SECURITIES (USA) CO., L.P.

BD
CRD#: 19697
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/22/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 12/8/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/6/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/3/2012
General Securities Principal Examination

Current Firm

1S
1851 SECURITIES, INC
1851 SECURITIES, INC

CRD#: 153006 / SEC#: , 8-68495

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One American Row, Hartford, CT 06102
Mailing Address
One American Row, Hartford, CT 06102
Phone number
(860) 403-5783
Established
Delaware since 01/06/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NSRE BD HOLDCO, LLCPARENT COMPANY
ANDERSON, STEPHEN FRANCISCHIEF COMPLIANCE OFFICER1181095
BUCKINGHAM, THOMAS MARTINDIRECTOR
GUAZZELLI, SUSAN LEEDIRECTOR3248683
HOSNER, PETER WILLIAM JRCFO, PFO, POO, FINOP3233909
SHAO, JUNPINGPRESIDENT7637837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1851 SECURITIES, INC

CRD#: 153006

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