Terry M. Anderson

MAIA WEALTH

PARKER, CO 80138

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CRD#: 2374045

Professional summary

Terry Morris Anderson, CFP® is a registered financial advisor currently at MAIA WEALTH located in Parker, Colorado.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Terry has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GERALDINE ANDERSON REVOCABLE TRUST; CO-TRUSTEE; FIDUCIARY POSITION; START DATE 08/15/2014; 4 HOURS PER MONTH. 2. IT IS WRITTEN; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE 09/01/2010; 4 HOURS PER MONTH. 3. CAMPION ACADEMY; COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE 11/01/2013; 80 HOURS PER MONTH. 4. INTEGRATED FINANCIAL ARCHITECTS, LLC; PRESIDENT; INSURANCE (FIXED/LIFE/HEALTH/R&C); START DATE 01/01/2017; 40 HOURS PER MONTH. 6. MOUNTAIN STATE TAX PREP; PARTNER/PRESIDENT; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 02/23/2017; 20 HOURS PER WEEK. INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Morris Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 31, 2020 - Present

MAIA WEALTH

Office #1: 19751 Mainstreet Suite 303, Parker, CO 80138Office #2: 7887 E Belleview Avenue Suite 1100, Denver, CO 80111

RIA

CRD#: 292817

PARKER, CO

Past

June 9, 2017 - April 27, 2020

CAPITAL ASSET MANAGEMENT, LLC

RIA

CRD#: 284505

Parker, CO

Past

September 6, 2013 - April 27, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PARKER, CO

Past

August 30, 2013 - September 5, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PARKER, CO

Past

August 30, 2013 - March 16, 2020

CRD#: 10645

GREENWOOD VILLAGE, CO

Past

August 24, 2011 - September 7, 2011

CRD#: 6413

FORT MILL, SC

Past

February 3, 1994 - June 20, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIA WEALTH

CRD#: 292817 / SEC#: 801-120452

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (6/6/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/31/2020)

IAR

Texas
(1/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/23/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAIA WEALTH

CRD#: 292817 / SEC#: 801-120452

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (6/6/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2021 Terminated)

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Contact information

Main Address

1401 17th Street Suite 850, Denver, CO 80202

Mailing Address

Phone number

(720) 644-8803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	2,445
AUM (Assets Under Management)	$ 704,344,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry M. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Morris Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ASSET MANAGEMENT, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

J.W. COLE FINANCIAL, INC.

CAPWEST SECURITIES, INC.

CAPWEST SECURITIES, INC.

QA3 FINANCIAL CORP.

QA3 FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

MAIA WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2002

Series 6

Date: 12/23/1993

Current Firm

MAIA WEALTH

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIA WEALTH

TRUST BUT VERIFY

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