Michael R. Glickman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ronald Glickman, who also goes by Michael R Glickman, Mike R Glickman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2021 - September 10, 2021
BTIG, LLC
August 4, 2016 - March 9, 2021
SEAPORT GLOBAL SECURITIES LLC
November 1, 2010 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
March 9, 2009 - January 19, 2010
CANTOR FITZGERALD & CO.
May 23, 2008 - March 17, 2009
UBS SECURITIES LLC
December 5, 2003 - March 31, 2008
CREDIT SUISSE SECURITIES (USA) LLC
September 29, 1993 - May 14, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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