Ronald Dow Partain
Professional Summary
Ronald Dow Partain, who also goes by Ronald D Partain, Ron D Partain, Ronald Dow Partain, Ronnie D Partain, is a registered financial advisor currently at COMMERCE ADVISORS, LLC located in Memphis, Tennessee. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ronald D Partain, Ron D Partain, Ronald Dow Partain, Ronnie D Partain
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
COMMERCE ADVISORS, LLC
Contact Information
Main Address
5050 Poplar Avenue Suite 2020, Memphis, TN 38157Phone Number
(901) 260-6050# of Employees
6SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
438AUM (Assets Under Management)
$337,851,115Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COMMERCE ADVISORS, LLC
State Registrations and Notice Filings
(4/25/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald Dow Partain's CRS (Customer Relationship Summary).
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