Ronald D. Partain

COMMERCE ADVISORS

Memphis, TN 38157

Some features on this profile are disabled

CRD#: 2373976

Professional summary

Ronald Dow Partain, who also goes by Ronald D Partain, Ron D Partain, Ronald Dow Partain, Ronnie D Partain, is a registered financial advisor currently at COMMERCE ADVISORS, LLC located in Memphis, Tennessee.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald D Partain | Ron D Partain | Ronald Dow Partain | Ronnie D Partain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dow Partain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2024 - Present

COMMERCE ADVISORS, LLC

Office #1: 5050 Poplar Avenue Suite 2020, Memphis, TN 38157

RIA

CRD#: 151439

Memphis, TN

Past

March 19, 2019 - April 4, 2023

BARKSDALE INVESTMENT MANAGEMENT

RIA

CRD#: 105098

NASHVILLE, TN

Past

May 24, 2004 - September 13, 2010

CONSULTING SERVICES GROUP, LLC

RIA

CRD#: 107048

MEMPHIS, TN

Past

November 29, 1995 - September 13, 2010

ENERECAP PARTNERS, LLC

CRD#: 26554

MEMPHIS, TN

Past

December 16, 1993 - July 13, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMERCE ADVISORS, LLC

CRD#: 151439 / SEC#: 801-70577

RIA

Registered Investment Advisory firm - (9/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1993

General Securities Representative Examination

Current Firm

COMMERCE ADVISORS, LLC

CRD#: 151439 / SEC#: 801-70577

RIA

Registered Investment Advisory firm - (9/17/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5050 Poplar Avenue Suite 2020, Memphis, TN 38157

Mailing Address

Phone number

(901) 260-6050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMMERCE ADVISORS, LLC FORM ADV PART 2A BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	418
AUM (Assets Under Management)	$ 236,562,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald D. Partain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dow Partain's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARKSDALE INVESTMENT MANAGEMENT

CONSULTING SERVICES GROUP, LLC

ENERECAP PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

COMMERCE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2019

Series 63

Date: 1/7/1994

SIE

Date: 11/1/2025

Series 7

Date: 12/15/1993

Current Firm

COMMERCE ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMERCE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors