Vimal K. Sood
Professional summary
Vimal Kumar Sood, who also goes by VImal Kumar Sood, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Reseda, California.
Vimal is registered as a RR (Registered Representative) and started their career in finance in 1994. Vimal has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vimal Kumar Sood's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2024 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 18625 Sherman Way Ste 108, Reseda, CA 91335March 16, 2007 - December 31, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
June 13, 2006 - October 10, 2006
FINANCIAL WEST GROUP
March 25, 1994 - October 26, 2005
PRUCO SECURITIES, LLC.
January 27, 1994 - February 14, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2024)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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