Lauren T. Rose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Taylor Rose, who also goes by Laurence Anthony Taylor, Lawrence Taylor, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 1993. Lauren had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2013 - October 19, 2016
MAERIS LP
April 3, 1998 - March 18, 2002
AMARANTH SECURITIES L.L.C.
August 2, 1996 - April 11, 2005
PALOMA SECURITIES L.L.C.
July 9, 1993 - February 2, 1995
CITADEL TRADING GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/17/1998
Limited Representative-Equity Trader ExamCurrent Firm
MAERIS LP
CRD#: 168358 / SEC#: 801-78372
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
