Gregory S. Gaskin

GASKIN WEALTH MANAGEMENT

Moraga, CA 94556

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CRD#: 2373533

Professional summary

Gregory Shawn Gaskin SR, who also goes by Gregory S Sr Gaskin, is a registered financial advisor currently at GASKIN WEALTH MANAGEMENT located in Moraga, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 2 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory S Sr Gaskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VACATION RENTALS; NOT INVESTMENT RELATED; 925 Country Club Drive,Moraga, CA; SOLE PROPRIETOR; STARTED 2001; DEVOTE APPROXIMATELY 15 HOURS PER MONTH TOTAL; 30 MINUTES PER BUSINESS DAY; ARRANGING RENTALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Shawn Gaskin SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2017 - Present

GASKIN WEALTH MANAGEMENT

Office #1: 925 Country Club Dr, Moraga, CA 94556

RIA

CRD#: 143536

Moraga, CA

Past

December 21, 2009 - December 31, 2016

GASKIN WEALTH MANAGEMENT

RIA

CRD#: 143536

DANVILLE, CA

Past

July 8, 1997 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WALNUT CREEK, CA

Past

August 16, 1993 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/25/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/11/1993

General Securities Representative Examination

Current Firm

GASKIN WEALTH MANAGEMENT

GASKIN WEALTH MANAGEMENT | MEISSEN WEALTH MANAGEMENT, LLC | GS GASKIN & ASSOCIATES WEALTH MANAGEMENT SERVICES | GASKIN WEALTH MANAGEMENT, LLC

CRD#: 143536 / SEC#: 801-67709

RIA

Registered Investment Advisory firm - (7/3/2012 Terminated)

California

Registered Investment Advisory firm - (1/18/2017 Approved)

Texas

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

925 Country Club Drive, Moraga, CA 94556

Mailing Address

Phone number

(925) 376-7335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 88,668,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory S. Gaskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Shawn Gaskin SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GASKIN WEALTH MANAGEMENT

GASKIN WEALTH MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/1993

Series 63

Date: 8/23/1993

Series 31

Date: 2/25/2002

Series 7

Date: 8/11/1993

Current Firm

GASKIN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GASKIN WEALTH MANAGEMENT

TRUST BUT VERIFY

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